Policy & Disclosure

Disclosure

Titan Partners Securities LLC, Member FINRA & SIPC. The information set forth on this site may contain proprietary information deemed to be reliable but not guaranteed and is legally privileged. No part of this website may be reproduced or transmitted in any form, electronically or mechanically, including photocopy, recording, or any information storage and retrieval system, without permission in writing from the domain owner.

The site has been designed for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security that may be referenced upon the site. Such offers can only be made where lawful under applicable law. Titan Partners Securities LLC does not intend to provide investment advice through this site and does not represent that the securities or services discussed are suitable for any investor.

The transactions and information identified in this website prior to July 1, 2026, are representative of the transactions successfully completed by the associated persons of Titan Partners Group, a division of an unaffiliated broker-dealer, all of whom are now associated persons of Titan Partners Securities LLC, an SEC registered broker-dealer and FINRA member firm.

Summaries of information regarding registered agents and principals of Titan Partners Securities LLC and regarding the firm may be found at brokercheck.finra.org. Before investing, always read the prospectus and consult with your CPA and/or financial representative. Past performance is no guarantee of future results. Always consider the risks when investing. Consumers are encouraged to read the privacy policies using links from the Titan Partners Securities LLC website.

Privacy Policy

Titan Partners Securities LLC ("Titan," "we," "us," or "our") is providing you this notice in accordance with applicable federal financial privacy law, including the Gramm-Leach-Bliley Act and Regulation S-P.

Protecting Information About You from Marketers

Titan does not sell or otherwise share any personally identifiable information about its customers, including former customers ("Customer Information"), with marketers.

Making the Security of Information a Priority

Keeping financial information secure is one of our most important responsibilities. We maintain physical, electronic, and procedural safeguards to protect Customer Information. Employees are authorized to access Customer Information only when they need it to provide you products and services or to maintain your accounts. Our employees are bound by a code of ethics that requires confidential treatment of Customer Information and are subject to disciplinary action if they fail to follow this code.

Collecting Information

We collect and use various types of information to service your accounts, save you time and money, and better understand your needs. The Customer Information we collect generally falls into the following five categories:

  • Application Information – information, such as your assets, income, and debts, which you provide to us on applications and through other means.
  • Transaction and Experience Information – information about your transactions and account experience, such as your account balances or transaction history, or information about any communication between us.
  • Consumer Report Information – information from a consumer report, such as your creditworthiness or credit history.
  • Information from Outside Sources – information from other outside sources regarding your employment, credit, and other relationships, or verifying representations made by you, such as your employment history or loan and credit card balances.
  • Other General Information – information, such as demographic information, not assembled or used for the purpose of determining your eligibility for any product or service.

Managing Information with Companies That Work for Us

We may share any of the five types of Customer Information outlined above with companies that work for us. All companies that act on our behalf are contractually obligated to keep the information we provide to them confidential and to use the Customer Information we share only to provide the services we ask them to perform for you and us. These companies may include our clearing firm, financial-service providers such as payment-processing companies, and non-financial companies such as data-processing and statement-printing companies. These companies might assist us, for example, in fulfilling your service requests, processing your transactions, and mailing account statements.

Disclosing Information in Other Situations

We may also disclose any of the five types of Customer Information to credit bureaus and similar organizations, and otherwise when required or permitted by law. For example, Customer Information may be disclosed in connection with a subpoena or similar legal process, a fraud investigation, or an audit or examination. Through the normal course of doing business, including servicing your accounts and better serving your financial needs, we will continue to share transaction and account-experience information, as well as other general information. We may also share any of the five types of Customer Information outside Titan if we have your consent.

Your Right to Opt Out of Certain Information Sharing

In certain circumstances, we may share nonpublic personal information about you with non-affiliated third parties other than as described above (that is, other than with companies that perform services on our behalf or as otherwise required or permitted by law). You have the right to direct us not to share your nonpublic personal information with such non-affiliated third parties. This is known as "opting out."

If you wish to opt out, you may contact us at Titan Partners Securities LLC, 4 World Trade Center, 150 Greenwich Street, 49th Floor, New York, NY 10007, by phone at (929) 833-1246, or by email at info@titanpartnersgrp.com. Your opt-out election will remain in effect until you notify us otherwise.

An opt-out election does not apply to information sharing that is permitted by law without an opt-out, such as sharing with companies that perform services on our behalf, sharing necessary to process or service a transaction you request or authorize, or sharing otherwise required or permitted by law.

Keeping Up to Date with Our Privacy Policy

Titan will provide notice of our privacy policy annually, for as long as you maintain an ongoing relationship with us. Questions regarding this notice may be directed to Titan Partners Securities LLC, 4 World Trade Center, 150 Greenwich Street, 49th Floor, New York, NY 10007, or by phone at (929) 833-1246.

Business Continuity Plan

Titan Partners Securities LLC has developed a Business Continuity Plan ("BCP") describing how we will respond to events that significantly disrupt our business. Because the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information regarding our BCP.

Contacting Us. If after a significant business disruption you cannot contact us as you usually do at (929) 833-1246, you should go to our website at titanpartnersgrp.com. If you cannot access us through either of those means, you should contact our clearing firm, Wedbush Securities Inc., whose contact information appears on your account statements and trade confirmations, for instructions on how it may provide prompt access to funds and securities, enter orders, and process other trade-related, cash, and security transfer transactions.

Our Business Continuity Plan. We plan to quickly recover and resume business operations after a significant business disruption by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our BCP is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our BCP addresses, among other things: data backup and recovery; mission-critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank, and counterparty impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Our clearing firm backs up our important customer account records in a geographically separate area. While every emergency situation poses unique problems based on external factors—such as time of day and the severity of the disruption—we have been advised by our clearing firm that its objective is to restore its own operations and to be able to complete existing transactions and accept new transactions and payments within the same business day. Your orders and requests for funds and securities could be delayed during this period.

Varying Disruptions. Significant business disruptions can vary in their scope, such as a disruption affecting only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption affecting only our firm or a building housing our firm, we will transfer our operations to an operable site when needed and expect to recover and resume business within the same business day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area and expect to recover and resume business within one business day. In either situation, we plan to continue in business, transfer operations to our clearing firm if necessary, and notify you through our website or our customer emergency number, (929) 833-1246, how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customers prompt access to their funds and securities.

This disclosure is subject to modification. An updated summary will be posted on our website, or a current copy may be obtained by request at (929) 833-1246.

Regulation Best Interest (Reg BI)

The U.S. Securities and Exchange Commission adopted Regulation Best Interest ("Reg BI") under the Securities Exchange Act of 1934, establishing a "best interest" standard of conduct for broker-dealers and their associated persons when making a recommendation of any securities transaction or investment strategy involving securities to a retail customer. Reg BI requires a broker-dealer and its associated persons to act in the best interest of the retail customer at the time a recommendation is made, without placing the financial or other interest of the broker-dealer or associated person ahead of the interest of the retail customer.

Additional information about Regulation Best Interest is available on the SEC website here: SEC – Regulation Best Interest.

A copy of our Regulation Best Interest Disclosure Statement is available for download here: Reg BI Disclosure

Form CRS (Client Relationship Summary)

Our Client Relationship Summary (Form CRS) is available through FINRA BrokerCheck at brokercheck.finra.org/firm/summary/333575. A copy of our Form CRS may also be downloaded here: Form CRS

Order Routing and Payment for Order Flow (Rule 606)

Titan Partners Securities LLC introduces its customer accounts and transactions to its clearing firm, Wedbush Securities Inc., on a fully disclosed basis. Titan does not receive payment for order flow in connection with the routing of customer orders.

Information regarding the routing of customer orders required under SEC Rule 606(a) is made available through our clearing firm. Wedbush Securities Inc.’s Rule 606(a) order-routing reports are accessible on its website at wedbush.com/disclosures.

Last updated: July 1, 2026