Transactions

April 2025
AirJoule Technologies Corporation
NasdaqAIRJ
$15,000,000
Private Placement
April 2025
Immunic, Inc.
NasdaqIMUX
$5,100,000
Registered Direct
Sole Placement Agent
March 2025
DBV Technologies S.A.
NasdaqDBVT
$306,900,000
Private Placement
Financial Advisor
March 2025
Genelux Corporation
NasdaqGNLX
$10,500,000
Registered Direct
Sole Bookrunner
March 2025
Modular Medical, Inc.
NasdaqMODD
$12,000,000
Private Placement
Financial Advisor
February 2025
RenovoRx, Inc.
NasdaqRNXT
$12,100,000
Public Offering
Sole Bookrunner
February 2025
Belite Bio, Inc
NasdaqBLTE
$15,000,000
Registered Direct
Sole Placement Agent
January 2025
A2Z Cust2Mate Solutions
NasdaqAZ
$30,000,000
Public Offering & Registered Direct
Sole Bookrunner
January 2025
Quantum Computing Inc.
NasdaqQUBT
$100,000,000
Private Placement
Sole Placement Agent
December 2024
Quantum Computing Inc.
NasdaqQUBT
$50,000,000
Registered Direct & Private Placement
Sole Placement Agent
December 2024
Profound Medical Corp.
NasdaqPROF
$40,250,000
Public Offering
Lead Manager
November 2024
Modular Medical, Inc.
NasdaqMODD
$8,200,000
Public Offering
Sole Bookrunner
November 2024
Knightscope, Inc.
NasdaqKSCP
$12,100,000
Public Offering
Sole Bookrunner
November 2024
Quantum Computing Inc.
NasdaqQUBT
$40,000,000
Registered Direct
Sole Placement Agent
November 2024
Alpha Cognition Inc.
NasdaqACOG
$52,800,000
Public Offering
Sole Bookrunner
November 2024
Ocugen, Inc.
NasdaqOCGN
$30,000,000
Debt Financing
Financial Advisor
October 2024
Tiziana Life Sciences Ltd.
NasdaqTLSA
$10,000,000
Registered Direct
Sole Placement Agent
September 2024
enVVeno Medical Corporation
NasdaqNVNO
$15,000,000
Public Offering
Sole Bookrunner
September 2024
Owlet, Inc.
NYSEOWLT
$35,000,000
Debt Refinancing
Financial Advisor
September 2024
Owlet, Inc.
NYSEOWLT
$11,600,000
Public Offering
Sole Bookrunner
August 2024
Reviva Pharmaceuticals Holdings, Inc.
NasdaqRVPH
$5,000,000
Registered Direct
Sole Bookrunner
August 2024
Actuate Therapeutics, Inc.
NasdaqACTU
$25,800,000
Initial Public Offering
Sole Bookrunner
July 2024
Ocugen, Inc.
NasdaqOCGN
$37,600,000
Public Offering
Sole Bookrunner
June 2024
Phytanix Bio
$6,000,000
Private Placement
Financial Advisor
June 2024
Gain Therapeutics, Inc.
NasdaqGANX
$11,500,000
Public Offering
Sole Bookrunner
May 2024
Rein Therapeutics, Inc.
NasdaqRNTX
$40,000,000
Registered Direct
Sole Bookrunner
March 2024
Ideal Power Inc.
NasdaqIPWR
$17,250,000
Public Offering
Sole Bookrunner
March 2024
Cognition Therapeutics, Inc.
NasdaqCGTX
$13,200,000
Public Offering
Sole Bookrunner
February 2024
Modular Medical, Inc.
NasdaqMODD
$11,500,000
Public Offering
Sole Bookrunner
February 2024
Immix Biopharma, Inc.
NasdaqIMMX
$17,125,000
Public Offering
Sole Bookrunner
January 2024
SurgePays, Inc.
NasdaqSURG
$17,250,000
Public Offering
Sole Bookrunner
December 2023
Profound Medical Corp.
Nasdaq: PROF, TSX: PRN
$20,000,000
Public Offering
Sole Bookrunner
November 2023
Seelos Therapeutics, Inc.
NasdaqSEEL
$5,550,000
Public Offering
Sole Bookrunner
November 2023
Mainz Biomed N.V.
NasdaqMYNZ
$5,000,000
Registered Direct
Sole Placement Agent
November 2023
Orgenesis, Inc.
NasdaqORGS
$1,100,000
Registered Direct
Sole Placement Agent
October 2023
AppTech Payments Corp.
NasdaqAPCX
$3,500,000
Registered Direct
Sole Placement Agent
September 2023
Turbo Energy, S.A.
NasdaqTURB
$5,000,000
Initial Public Offering
Lead Underwriter
September 2023
KULR Technology Group, Inc.
NYSE AmericanKULR
$2,875,000
Public Offering
Co-Manager
August 2023
Electra Battery Materials Corp.
Nasdaq, TSX-VELBM
C$21,500,000
Private Placement
Co-Agent
July 2023
Better Therapeutics, Inc.
NasdaqBTTX
$6,700,000
Registered Direct & Private Placement
Co-Placement Agent
July 2023
PARTS iD, Inc.
NYSE AmericanID
$7,000,000
Private Placement
Sole Placement Agent
July 2023
BioRestorative Therapies, Inc.
NasdaqBRTX
$2,100,000
Registered Direct
Sole Placement Agent
June 2023
BioCardia, Inc.
NasdaqBCDA
$2,600,000
Registered Direct
Sole Placement Agent
June 2023
Cineverse Corp.
NasdaqCNVS
$8,000,000
Public Offering
Co-Placement Agent
May 2023
CISO Global Inc.
NasdaqCISO
$4,000,000
Registered Direct
Sole Placement Agent

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