Transactions

July 2024
Ocugen, Inc.
NasdaqOCGN
$37,600,000
Public Offering
Sole Bookrunner
June 2024
Phytanix Bio
$6,000,000
Private Placement
Financial Advisor
June 2024
Gain Therapeutics, Inc.
NasdaqGANX
$11,500,000
Public Offering
Sole Bookrunner
May 2024
Rein Therapeutics, Inc.
NasdaqRNTX
$40,000,000
Registered Direct
Sole Bookrunner
March 2024
Ideal Power Inc.
NasdaqIPWR
$17,250,000
Public Offering
Sole Bookrunner
March 2024
Cognition Therapeutics, Inc.
NasdaqCGTX
$13,200,000
Public Offering
Sole Bookrunner
February 2024
Modular Medical, Inc.
NasdaqMODD
$11,500,000
Public Offering
Sole Bookrunner
February 2024
Immix Biopharma, Inc.
NasdaqIMMX
$17,125,000
Public Offering
Sole Bookrunner
January 2024
SurgePays, Inc.
NasdaqSURG
$17,250,000
Public Offering
Sole Bookrunner
December 2023
Profound Medical Corp.
Nasdaq: PROF, TSX: PRN
$20,000,000
Public Offering
Sole Bookrunner
November 2023
Seelos Therapeutics, Inc.
NasdaqSEEL
$5,550,000
Public Offering
Sole Bookrunner
November 2023
Mainz Biomed N.V.
NasdaqMYNZ
$5,000,000
Registered Direct
Sole Placement Agent
November 2023
Orgenesis, Inc.
NasdaqORGS
$1,100,000
Registered Direct
Sole Placement Agent
October 2023
AppTech Payments Corp.
NasdaqAPCX
$3,500,000
Registered Direct
Sole Placement Agent
September 2023
Turbo Energy, S.A.
NasdaqTURB
$5,000,000
Initial Public Offering
Lead Underwriter
September 2023
KULR Technology Group, Inc.
NYSE AmericanKULR
$2,875,000
Public Offering
Co-Manager
August 2023
Electra Battery Materials Corp.
Nasdaq, TSX-VELBM
C$21,500,000
Private Placement
Co-Agent
July 2023
Better Therapeutics, Inc.
NasdaqBTTX
$6,700,000
Registered Direct & Private Placement
Co-Placement Agent
July 2023
PARTS iD, Inc.
NYSE AmericanID
$7,000,000
Private Placement
Sole Placement Agent
July 2023
BioRestorative Therapies, Inc.
NasdaqBRTX
$2,100,000
Registered Direct
Sole Placement Agent
June 2023
BioCardia, Inc.
NasdaqBCDA
$2,600,000
Registered Direct
Sole Placement Agent
June 2023
Cineverse Corp.
NasdaqCNVS
$8,000,000
Public Offering
Co-Placement Agent
May 2023
CISO Global Inc.
NasdaqCISO
$4,000,000
Registered Direct
Sole Placement Agent

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