Transactions

October 2025
United States Antimony Corporation
NYSE
: 
UAMY
$25,000,000
Registered Direct
Sole Placement Agent
October 2025
NANO Nuclear Energy Inc.
Nasdaq
: 
NNE
$400,000,000
Private Placement
Sole Placement Agent
October 2025
Quantum Computing Inc.
Nasdaq
: 
QUBT
$750,000,000
Private Placement
Sole Placement Agent
September 2025
Alpha Cognition Inc.
Nasdaq
: 
ACOG
$40,250,000
Public Offering
Sole Bookrunner
September 2025
Quantum Computing Inc.
Nasdaq
: 
QUBT
$500,000,000
Private Placement
Sole Placement Agent
September 2025
A2Z Cust2Mate Solutions Corp.
Nasdaq
: 
AZ
$45,000,000
Public Offering
Sole Bookrunner
September 2025
Actuate Therapeutics, Inc.
Nasdaq
: 
ACTU
$17,250,000
Public Offering
Financial Advisor
August 2025
Cognition Therapeutics, Inc.
Nasdaq
: 
CGTX
$30,000,000
Registered Direct
Sole Placement Agent
August 2025
Comstock Inc.
NYSE
: 
LODE
$34,500,000
Public Offering
Sole Bookrunner
August 2025
Ocugen, Inc.
Nasdaq
: 
OCGN
$20,000,000
Registered Direct
Financial Advisor
August 2025
Belite Bio, Inc
Nasdaq
: 
BLTE
$15,000,000
Registered Direct
Sole Placement Agent
August 2025
SurgePays, Inc.
Nasdaq
: 
SURG
$15,000,000
At-the-Market Offering
Sales Agent
July 2025
Duos Technologies Group, Inc.
Nasdaq
: 
DUOT
$45,000,000
Public Offering
Sole Bookrunner
July 2025
Lite Strategy, Inc.
Nasdaq
: 
LITS
$100,000,000
At-the-Market Offering
Sales Agent
July 2025
Digi Power X Inc.
Nasdaq
: 
DGXX
$15,000,000
Registered Direct
Sole Placement Agent
July 2025
Lite Strategy, Inc.
Nasdaq
: 
LITS
$100,000,000
Private Placement
Sole Placement Agent
June 2025
Gorilla Technology Group Inc.
Nasdaq
: 
GRRR
$105,000,000
Registered Direct
Sole Placement Agent
June 2025
Quantum Computing Inc.
Nasdaq
: 
QUBT
$200,000,000
Private Placement
Sole Placement Agent
May 2025
NANO Nuclear Energy Inc.
Nasdaq
: 
NNE
$105,000,000
Private Placement
Sole Placement Agent
May 2025
SurgePays, Inc.
Nasdaq
: 
SURG
$7,000,000
Debt Financing
Financial Advisor
April 2025
AirJoule Technologies Corporation
Nasdaq
: 
AIRJ
$15,000,000
Private Placement
Lead Placement Agent
April 2025
Immunic, Inc.
Nasdaq
: 
IMUX
$5,100,000
Registered Direct
Sole Placement Agent
March 2025
DBV Technologies S.A.
Nasdaq
: 
DBVT
$306,900,000
Private Placement
Financial Advisor
March 2025
Genelux Corporation
Nasdaq
: 
GNLX
$10,500,000
Registered Direct
Sole Bookrunner
March 2025
Modular Medical, Inc.
Nasdaq
: 
MODD
$12,000,000
Private Placement
Financial Advisor
February 2025
RenovoRx, Inc.
Nasdaq
: 
RNXT
$12,100,000
Public Offering
Sole Bookrunner
February 2025
Belite Bio, Inc
Nasdaq
: 
BLTE
$15,000,000
Registered Direct
Sole Placement Agent
January 2025
A2Z Cust2Mate Solutions Corp.
Nasdaq
: 
AZ
$30,000,000
Public Offering & Registered Direct
Sole Bookrunner
January 2025
Quantum Computing Inc.
Nasdaq
: 
QUBT
$100,000,000
Private Placement
Sole Placement Agent
December 2024
Quantum Computing Inc.
Nasdaq
: 
QUBT
$50,000,000
Registered Direct & Private Placement
Sole Placement Agent
December 2024
Profound Medical Corp.
Nasdaq
: 
PROF
$40,250,000
Public Offering
Lead Manager
November 2024
Modular Medical, Inc.
Nasdaq
: 
MODD
$8,200,000
Public Offering
Sole Bookrunner
November 2024
Knightscope, Inc.
Nasdaq
: 
KSCP
$12,100,000
Public Offering
Sole Bookrunner
November 2024
Quantum Computing Inc.
Nasdaq
: 
QUBT
$40,000,000
Registered Direct
Sole Placement Agent
November 2024
Alpha Cognition Inc.
Nasdaq
: 
ACOG
$52,800,000
Public Offering
Sole Bookrunner
November 2024
Ocugen, Inc.
Nasdaq
: 
OCGN
$30,000,000
Debt Financing
Financial Advisor
October 2024
Tiziana Life Sciences Ltd.
Nasdaq
: 
TLSA
$10,000,000
Registered Direct
Sole Placement Agent
September 2024
enVVeno Medical Corporation
Nasdaq
: 
NVNO
$15,000,000
Public Offering
Sole Bookrunner
September 2024
Owlet, Inc.
NYSE
: 
OWLT
$35,000,000
Debt Refinancing
Financial Advisor
September 2024
Owlet, Inc.
NYSE
: 
OWLT
$11,600,000
Public Offering
Sole Bookrunner